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Detailed Report
CARYN FAITH ROBBINS
CARYN FAITH SCHONFIELD, CARYN SCHONFIELD
CRD#: 3079534
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 595 South Federal Highway
Suite 400
Boca Raton, FL 33432
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2014 - Present (10 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2004 - 2014 (10 years)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2003 - 2004 (1 year)BWACHOVIA SECURITIES FINANCIAL ... (CRD# 11025)2001 - 2003 (2 years)BJWGENESIS SECURITIES, INC. (CRD# 33832)1998 - 2001 (2 years)
License(s)

State Registrations

B
Alabama 10/16/2015
B
Nebraska 6/2/2020
B
Alaska 6/2/2020
B
Nevada 4/15/2014
B
Arizona 4/15/2014
B
New Hampshire 4/15/2014
B
Arkansas 12/12/2016
B
New Jersey 4/15/2014
B
California 4/15/2014
B
New Mexico 4/15/2014
B
Colorado 4/15/2014
B
New York 4/15/2014
B
Connecticut 4/15/2014
B
North Carolina 4/15/2014
B
Delaware 4/15/2014
B
North Dakota 5/6/2016
B
District of Columbia 4/15/2014
B
Ohio 4/15/2014
B
Florida 3/6/2014
B
Oklahoma 4/15/2014
IA
Florida 4/8/2014
B
Oregon 10/16/2015
B
Georgia 4/7/2014
B
Pennsylvania 4/15/2014
B
Hawaii 10/16/2015
B
Puerto Rico 1/17/2018
B
Idaho 4/15/2014
B
Rhode Island 4/15/2014
B
Illinois 4/15/2014
B
South Carolina 4/15/2014
B
Indiana 10/16/2015
B
South Dakota 4/15/2014
B
Iowa 4/15/2014
B
Tennessee 4/15/2014
B
Kansas 2/22/2016
B
Texas 4/15/2014
B
Kentucky 4/15/2014
IA
Texas 4/15/2014
B
Louisiana 4/15/2014
B
Utah 4/15/2014
B
Maine 4/15/2014
B
Vermont 10/16/2015
B
Maryland 4/15/2014
B
Virgin Islands 1/6/2017
B
Massachusetts 4/15/2014
B
Virginia 4/15/2014
B
Michigan 4/15/2014
B
Washington 4/15/2014
B
Minnesota 4/15/2014
B
West Virginia 11/9/2017
B
Mississippi 4/15/2014
B
Wisconsin 4/15/2014
B
Missouri 4/15/2014
B
Wyoming 6/2/2020
B
Montana 9/1/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
595 South Federal Highway Suite 400, Boca Raton, FL 33432
Registered with this firm since 4/8/2014
B
MORGAN STANLEY (CRD#:149777)
595 South Federal Highway Suite 400, Boca Raton, FL 33432
Registered with this firm since 3/6/2014
Previous Registration(s)
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B
 01/28/2004 - 02/19/2014 NATIONAL SECURITIES CORPORATION (CRD#:7569) BOCA RATON, FL
B
 02/03/2003 - 02/19/2004 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) BOCA RATON, FL
B
 01/02/2001 - 02/21/2003 WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (CRD#:11025) ST. LOUIS, MO
B
 08/27/1998 - 01/02/2001 JWGENESIS SECURITIES, INC. (CRD#:33832) BOCA RATON, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.