FINRA

RESPONDENT HAIGNEY FAILED TO COMPLY WITH AN ARBITRATION AWARD OR SETTLEMENT AGREEMENT OR TO SATISFACTORILY RESPOND TO A FINRA REQUEST TO PROVIDE INFORMATION CONCERNING THE STATUS OF COMPLIANCE.

LETTER

Suspension

ANY CAPACITY

N/A

4/17/2013

PURSUANT TO ARTICLE VI, SECTION 3 OF FINRA BY-LAWS, AND FINRA RULE 9554, RESPONDENT HAIGNEY IS SUSPENDED APRIL 17, 2013 FOR FAILURE TO COMPLY WITH AN ARBITRATION AWARD OR SETTLEMENT AGREEMENT OR TO SATISFACTORILY RESPOND TO A FINRA REQUEST TO PROVIDE INFORMATION CONCERNING THE STATUS OF COMPLIANCE.

FINRA

FINRA RULES 2010, 2150(A): HAIGNEY MISAPPROPRIATED AT LEAST $104,000 FROM THE BROKERAGE ACCOUNTS OF AT LEAST EIGHT CUSTOMERS OF HIS MEMBER FIRM. HAIGNEY MISAPPROPRIATED THESE FUNDS BY EFFECTING UNAUTHORIZED WIRE TRANSFERS TO AN INDIVIDUAL OUTSIDE OF THE FIRM AND TO THE ACCOUNT OF ONE OF HIS RELATIVES AT THE FIRM. HAIGNEY ALSO ATTEMPTED TO CONCEAL SOME OF THE MISAPPROPRIATIONS BY MAKING AN UNAUTHORIZED WIRE TRANSFER FROM THE ACCOUNT OF ONE CUSTOMER TO THE ACCOUNT OF ANOTHER CUSTOMER.

Acceptance, Waiver & Consent(AWC)

Bar (Permanent)

All Capacities

Indefinite

12/30/2011

WITHOUT ADMITTING OR DENYING THE FINDINGS, HAIGNEY CONSENTED TO THE DESCRIBED SANCTION AND TO THE ENTRY OF FINDINGS; THEREFORE HE IS BARRED FROM ASSOCIATION WITH ANY FINRA MEMBER IN ANY CAPACITY.