View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
B | 04/26/2016 - 01/04/2018 | Dallas, TX | |
B | 11/21/2014 - 05/24/2016 | CHARLOTTE, NC | |
IA | 11/21/2014 - 03/29/2016 | DALLAS, TX | |
IA | 12/21/2010 - 12/01/2014 | DALLAS, TX | |
B | 12/21/2010 - 12/01/2014 | DALLAS, TX | |
IA | 03/27/2012 - 12/31/2012 | DALLAS, TX | |
IA | 07/23/2009 - 12/31/2010 | DALLAS, TX | |
B | 07/23/2009 - 12/31/2010 | DALLAS, TX | |
IA | 08/04/2008 - 12/31/2008 | DALLAS, TX | |
B | 08/04/2008 - 12/31/2008 | DALLAS, TX | |
IA | 08/30/2005 - 06/02/2008 | DALLAS, TX | |
B | 08/30/2005 - 06/02/2008 | DALLAS, TX | |
IA | 09/17/2001 - 08/26/2005 | DALLAS, TX | |
B | 09/05/2001 - 08/26/2005 | NEW YORK, NY | |
B | 07/28/1998 - 09/07/2001 | MINNEAPOLIS, MN | |
B | 07/28/1998 - 09/07/2001 | MINNEAPOLIS, MN |