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Tricia Monique McIntosh
TRICIA MONIQUE BROWNE
CRD#: 3079084
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3560 Lenox Rd NE 28th Floor
Atlanta, GA 30326
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 1999 (<1 year)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2006 - 2007 (<1 year)BSOUTHTRUST SECURITIES, INC. (CRD# 17922)1999 - 2001 (1 year)BLIBERTY SECURITIES CORPORATION (CRD# 14416)2000 - 2000 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1998 - 1999 (<1 year)BFIRST ATLANTA SECURITIES, LLC (CRD# 18200)1998 - 1998 (<1 year)IAINVESTMENT ADVISORS INTERNATIO... (CRD# 139233)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Georgia 12/12/2022

IA
Georgia 12/12/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Rd NE 28th Floor, Atlanta, GA 30326
Registered with this firm since 12/12/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Rd NE 28th Floor, Atlanta, GA 30326
Registered with this firm since 12/9/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/25/2022 - 04/27/2022 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) Johns Creek, GA
B
03/17/2022 - 04/27/2022 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) Johns Creek, GA
B
11/01/2006 - 05/11/2007 WORLD GROUP SECURITIES, INC. (CRD#:114473) ATLANTA, GA
IA
03/02/2007 - 05/02/2007 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233) ATLANTA, GA
B
11/17/1999 - 09/06/2001 SOUTHTRUST SECURITIES, INC. (CRD#:17922) BIRMINGHAM, AL
B
01/13/2000 - 05/01/2000 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
08/18/1999 - 11/18/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
08/18/1999 - 11/18/1999 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
11/13/1998 - 09/15/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
07/21/1998 - 10/23/1998 FIRST ATLANTA SECURITIES, LLC (CRD#:18200) DESTIN, FL
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Broker
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Investment Adviser
Disclosures
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