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Detailed Report
PAUL JAMES BAESKE
CRD#: 3079032
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 6181 Bennett Drive
Suite 200
Edwardsville, IL 62025
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)2002 - 2007 (4 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1998 - 2002 (3 years)IAMORGAN STANLEY (CRD# 7556)2003 - 2007 (4 years)
License(s)

State Registrations

B
Alabama 2/2/2022
B
Missouri 6/1/2009
B
Arizona 6/1/2009
B
Montana 6/1/2009
B
Arkansas 5/4/2020
B
Nebraska 3/17/2011
B
California 6/1/2009
B
Nevada 6/1/2009
B
Colorado 6/1/2009
B
New Hampshire 8/6/2024
B
Florida 6/1/2009
B
New Jersey 3/21/2022
B
Georgia 10/24/2018
B
New York 6/1/2009
B
Illinois 6/1/2009
B
North Carolina 2/26/2019
IA
Illinois 6/1/2009
B
Ohio 6/1/2009
B
Indiana 6/1/2009
B
Oklahoma 5/16/2024
B
Iowa 6/1/2009
B
Tennessee 8/5/2024
B
Kansas 10/25/2021
B
Texas 6/1/2009
B
Kentucky 1/2/2024
IA
Texas 6/1/2009
B
Maryland 10/8/2019
B
Utah 6/1/2015
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 7/24/2015
B
West Virginia 6/1/2009
B
Mississippi 6/4/2024
B
Wisconsin 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
6181 Bennett Drive Suite 200, Edwardsville, IL 62025
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
6181 Bennett Drive Suite 200, Edwardsville, IL 62025
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SHILOH, IL
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SHILOH, IL
IA
 01/30/2003 - 04/02/2007 MORGAN STANLEY (CRD#:7556) SHILOH, IL
B
 07/16/2002 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SHILOH, IL
B
 12/16/1998 - 07/10/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.