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SARAH ELIZABETH STOUFFER
SARAH ELIZABETH BEHRENDT
CRD#: 3077823
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 4001 MACARTHUR BLVD
STE 300
NEWPORT BEACH, CA 92660
CETERA ADVISOR NETWORKS LLCCRD#: 13572 4001 MACARTHUR BLVD.
3RD FLOOR
NEWPORT BEACH, CA 92660
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2004 (6 years)2 FIRMS2004 - 2023 (18 years)2 FIRMS2023 - Present (1 year)IAAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1999 - 2004 (5 years)
Disclosure(s)
View By:
9/24/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 8/10/2023

B
Nevada 8/10/2023

B
California 8/10/2023

B
North Carolina 8/10/2023

IA
California 8/10/2023

B
Oregon 8/10/2023

B
Colorado 8/10/2023

B
Tennessee 8/10/2023

B
Florida 9/16/2024

B
Texas 8/10/2023

B
Georgia 8/10/2023

IA
Texas 8/10/2023

B
Idaho 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
4001 MACARTHUR BLVD STE 300, NEWPORT BEACH, CA 92660
Registered with this firm since 8/10/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
4001 MACARTHUR BLVD. 3RD FLOOR, NEWPORT BEACH, CA 92660
Registered with this firm since 8/10/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2004 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) NEWPORT BEACH, CA
B
10/01/2004 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) NEWPORT BEACH, CA
IA
01/11/1999 - 09/29/2004 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) SAN DIEGO, CA
B
06/26/1998 - 09/29/2004 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
06/26/1998 - 09/29/2004 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.