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DANIEL GREGORY SMITH
DAN SMITH
CRD#: 3077810
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 900 SALEM STREET
SMITHFIELD, RI 02917
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 CINCINNATI, OH
Registration History
199820002002200420062008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1998 - Present (26 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2014 - 2018 (3 years)
License(s)

State Registrations

B
Kentucky 7/29/1998

IA
Ohio 5/5/2023

B
Massachusetts 7/30/1998

B
Texas 7/31/1998

B
Ohio 1/13/2021

B
Utah 7/30/1998

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
900 SALEM STREET, SMITHFIELD, RI 02917
CINCINNATI, OH
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
CINCINNATI, OH
Registered with this firm since 7/16/1998

Previous Registration(s)
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IA
09/17/2014 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) COVINGTON, KY
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B
Broker
IA
Investment Adviser
Disclosures
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