SANDRA MENKE DENNIN - Investment Adviser at PRIVATE ADVISOR GROUP, LLC

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Detailed ReportReport

SANDRA MENKE DENNIN

SANDRA SHIRLEY MENKE

CRD#: 3077578

Investment Adviser

Broker

PRIVATE ADVISOR GROUP, LLCCRD#: 155216

11140 HIGHWAY 55, STE. D
PLYMOUTH, MN 55441

LPL FINANCIAL LLCCRD#: 6413

11140 HWY 55, SUITE D
PLYMOUTH, MN 55441

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Minnesota 2/21/2019

Minnesota 3/20/2019

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

PRIVATE ADVISOR GROUP, LLC (CRD#:155216)

11140 HIGHWAY 55, STE. D, PLYMOUTH, MN 55441

Registered with this firm since 3/20/2019

LPL FINANCIAL LLC (CRD#:6413)

11140 HWY 55, SUITE D, PLYMOUTH, MN 55441

Registered with this firm since 1/9/2019

Previous Registration(s)

th hidden text	th hidden text	Name	Location
B	08/14/2008 - 09/22/2010	ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131)	WACONIA, MN
B	03/24/2004 - 12/10/2007	TRANSAMERICA CAPITAL, INC. (CRD#:8217)	MINNEAPOLIS, MN
B	04/23/2001 - 03/26/2004	INTERSECURITIES, INC. (CRD#:16164)	PHILADELPHIA, PA
B	08/14/1998 - 03/14/2001	MARQUETTE FINANCIAL GROUP, INC. (CRD#:345)	MINNEAPOLIS, MN

ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131)

WACONIA, MN

08/14/2008 - 09/22/2010

TRANSAMERICA CAPITAL, INC. (CRD#:8217)

MINNEAPOLIS, MN

03/24/2004 - 12/10/2007

INTERSECURITIES, INC. (CRD#:16164)

PHILADELPHIA, PA

04/23/2001 - 03/26/2004

MARQUETTE FINANCIAL GROUP, INC. (CRD#:345)

MINNEAPOLIS, MN

08/14/1998 - 03/14/2001

For additional information about investment advisers or broker-dealers, please visit

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.