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Detailed Report
MATTHEW DAVID ROOT
MATTHEW DAVID ROOF
CRD#: 3077187
IA
Investment Adviser
B
Broker
LINCOLN INVESTMENTCRD#: 519 GENERAL EXCHANGE BUILDING
3532 JAMES STREET STE. 108
SYRACUSE, NY 13206
Registration History
199820002002200420062008201020122014201620182020202220242026IALINCOLN INVESTMENT (CRD# 519)2021 - Present (4 years)BLINCOLN INVESTMENT (CRD# 519)2017 - Present (8 years)BLEGEND EQUITIES CORPORATION (CRD# 30999)1998 - 2017 (18 years)
License(s)

State Registrations

B
California 1/4/2021
IA
New York 3/25/2021
B
Maryland 7/21/2017
B
North Carolina 7/21/2017
B
New York 1/3/2017
B
South Carolina 7/23/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN INVESTMENT (CRD#:519)
GENERAL EXCHANGE BUILDING 3532 JAMES STREET STE. 108, SYRACUSE, NY 13206
Registered with this firm since 3/25/2021
B
LINCOLN INVESTMENT (CRD#:519)
GENERAL EXCHANGE BUILDING 3532 JAMES STREET STE. 108, SYRACUSE, NY 13206
Registered with this firm since 1/3/2017
Previous Registration(s)
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B
 07/16/1998 - 01/03/2017 LEGEND EQUITIES CORPORATION (CRD#:30999) SYRACUSE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.