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Detailed Report
GREGORY PETER HOGAN
CRD#: 3076394
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1332 Anacapa Street
2nd Floor
Santa Barbara, CA 93101
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2007 (8 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Arizona 12/5/2012
B
Nevada 6/1/2009
B
California 6/1/2009
B
New Mexico 4/10/2013
IA
California 6/1/2009
B
New York 12/5/2012
B
Colorado 6/1/2009
B
North Carolina 8/7/2020
B
Connecticut 1/11/2010
B
Oregon 6/1/2009
B
Florida 5/3/2019
B
Texas 7/11/2014
B
Georgia 1/16/2019
IA
Texas 1/17/2019
B
Idaho 5/27/2015
B
Utah 8/13/2020
B
Kansas 8/28/2023
B
Virginia 6/1/2009
B
Massachusetts 3/4/2019
B
Washington 6/1/2009
B
Mississippi 9/26/2017
B
Wisconsin 9/17/2020
B
Montana 10/1/2014
B
Wyoming 5/2/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1332 Anacapa Street 2nd Floor, Santa Barbara, CA 93101
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
1332 Anacapa Street 2nd Floor, Santa Barbara, CA 93101
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SANTA BARBARA, CA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SANTA BARBARA, CA
IA
 09/25/1998 - 04/02/2007 MORGAN STANLEY (CRD#:7556) SANTA BARBARA, CA
B
 07/16/1998 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SANTA BARBARA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.