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NICHOLAS WENTWORTH WALSH
NICHOLAS WALSH
CRD#: 3074491
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 55 NOD RD
AVON, CT 06001
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2018 (13 years)2 FIRMS2018 - Present (6 years)BADVEST, INC. (CRD# 10)1998 - 2005 (7 years)IAADVEST, INC. (CRD# 10)2003 - 2005 (1 year)
License(s)

State Registrations

B
Arizona 7/13/2018

B
New Jersey 7/13/2018

B
Arkansas 4/5/2023

B
New Mexico 7/13/2018

B
California 7/13/2018

B
New York 7/13/2018

B
Colorado 7/13/2018

B
North Carolina 7/13/2018

B
Connecticut 7/13/2018

B
Ohio 7/13/2018

IA
Connecticut 7/13/2018

B
Oregon 7/13/2018

B
Delaware 7/13/2018

B
Pennsylvania 7/13/2018

B
District of Columbia 1/21/2025

B
Rhode Island 7/13/2018

B
Florida 7/13/2018

B
South Carolina 7/13/2018

B
Georgia 7/13/2018

B
Tennessee 7/13/2018

B
Hawaii 5/10/2024

B
Texas 7/13/2018

B
Idaho 12/13/2024

IA
Texas 7/13/2018

B
Illinois 7/13/2018

B
Utah 7/13/2018

B
Maine 7/13/2018

B
Vermont 7/13/2018

B
Maryland 7/13/2018

B
Virginia 7/13/2018

B
Massachusetts 7/13/2018

B
Washington 7/13/2018

B
Michigan 7/13/2018

B
West Virginia 5/20/2022

B
New Hampshire 7/16/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
55 NOD RD, AVON, CT 06001
West Hartford, CT
Registered with this firm since 7/13/2018

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
55 NOD RD, AVON, CT 06001
West Hartford, CT
Registered with this firm since 7/13/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/08/2005 - 07/13/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WEST HARTFORD, CT
B
07/08/2005 - 07/13/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WEST HARTFORD, CT
IA
09/23/2003 - 07/20/2005 ADVEST, INC. (CRD#:10) HARTFORD, CT
B
07/28/1998 - 07/20/2005 ADVEST, INC. (CRD#:10) HARTFORD, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.