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GENEVA MARGERIE GOEDHART
GENEVA GOEDHART
CRD#: 3074487
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 SE 2ND STREET
27TH FLOOR
MIAMI, FL 33131
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2004 (3 years)2 FIRMS2006 - 2008 (2 years)2 FIRMS2008 - Present (16 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)2000 - 2001 (<1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)2000 - 2000 (<1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1998 - 1999 (1 year)
License(s)

State Registrations

B
California 11/26/2008

IA
Florida 12/3/2008

B
Florida 11/26/2008

B
New York 11/26/2008

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2ND STREET 27TH FLOOR, MIAMI, FL 33131
Miami, FL
Registered with this firm since 12/3/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2ND STREET 27TH FLOOR, MIAMI, FL 33131
Miami, FL
Registered with this firm since 11/26/2008

Previous Registration(s)
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IA
02/08/2006 - 12/15/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
01/27/2006 - 12/15/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
IA
05/14/2001 - 09/24/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) MIAMI, FL
B
05/11/2001 - 09/24/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
10/01/2000 - 03/23/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
06/07/2000 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
07/17/1998 - 12/23/1999 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.