Individual Firm
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CHARLES BRYAN TUTT
CRD#: 3074098
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 869 33rd Street
Edmond, OK 73013
Edmond, OK 73013
IFP SECURITIES, LLCCRD#: 297287 869 East 33rd Street
Edmond, OK 73013
Edmond, OK 73013
0
Disclosures
26
Years of Experience
View By:
State Registrations
IA
Arkansas 9/12/2016
IA
Illinois 7/22/2016
B
Arkansas 5/23/2019
B
Kansas 5/23/2019
B
California 5/23/2019
IA
Missouri 8/15/2016
IA
Florida 7/28/2016
IA
Oklahoma 7/21/2016
B
Florida 5/23/2019
B
Oklahoma 5/23/2019
B
Georgia 11/18/2022
IA
Texas 7/21/2016
IA
Georgia 11/21/2022
B
Texas 5/23/2019
SRO Registrations
B
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IA
Registered with this firm since 7/21/2016
B
Registered with this firm since 5/23/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/21/2016 - 05/23/2019 | EDMOND, OK | |
IA | 02/01/2011 - 07/22/2016 | EDMOND, OK | |
B | 01/31/2011 - 07/22/2016 | EDMOND, OK | |
IA | 01/11/2000 - 02/04/2011 | OKLAHOMA CITY, OK | |
B | 06/01/1999 - 02/04/2011 | OKLAHOMA CITY, OK | |
B | 05/10/1999 - 06/01/1999 | ||
B | 06/22/1998 - 05/07/1999 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.