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Adrienne Elizabeth Rowles
CRD#: 3073899
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 WARRENTON, VA
CETERA ADVISOR NETWORKS LLCCRD#: 13572 WARRENTON, VA
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2005 (3 years)2 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - 2024 (4 years)2 FIRMS2024 - Present (1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2005 - 2017 (12 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1998 - 2001 (2 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2017 (7 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2005 - 2009 (4 years)
Disclosure(s)
View By:
1/4/2018
Customer Dispute
Settled
License(s)

State Registrations

B
Delaware 2/15/2024

B
South Carolina 11/26/2024

B
Florida 1/22/2024

B
Tennessee 1/18/2024

B
Maryland 1/22/2024

B
Virginia 1/18/2024

IA
Maryland 11/21/2024

IA
Virginia 1/18/2024

B
Massachusetts 1/17/2024

B
West Virginia 1/26/2024

B
New Mexico 1/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
WARRENTON, VA
600 WASHINGTON AVENUE, SUITE 307, TOWSON, MD 21204
Registered with this firm since 1/18/2024

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
WARRENTON, VA
600 Washington Avenue Suite 307, Towson, MD 21204
Registered with this firm since 1/16/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/08/2020 - 01/17/2024 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Warrenton, VA
B
01/02/2020 - 01/17/2024 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Warrenton, VA
IA
04/24/2017 - 01/02/2020 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Plymouth, MA
B
04/21/2017 - 01/02/2020 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Plymouth, MA
IA
06/12/2009 - 04/24/2017 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) BRAINTREE, MA
B
01/05/2005 - 04/24/2017 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) BRAINTREE, MA
IA
05/04/2005 - 10/10/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) BRAINTREE, MA
IA
02/01/2001 - 01/04/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) PALM BEACH, FL
B
02/01/2001 - 01/04/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
09/25/1998 - 02/01/2001 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.