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Detailed Report
WILLIAM HENRY CHILDS
BILL CHILDS
CRD#: 3073619
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 9800 Schwab Way
Lone Tree, CO 80124
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Registration History
199820002002200420062008201020122014201620182020202220242026IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2014 - Present (10 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2006 - Present (18 years)BCACHEMATRIX, LLC (CRD# 127226)2004 - 2006 (2 years)BJANUS DISTRIBUTORS LLC (CRD# 28832)1998 - 2004 (5 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2014 - 2014 (<1 year)
License(s)

State Registrations

B
Alaska 5/13/2008
B
Maryland 11/17/2006
B
Arizona 11/17/2006
B
Massachusetts 2/27/2019
B
California 8/31/2006
B
Nevada 5/13/2008
B
Colorado 8/31/2006
B
New Mexico 1/3/2011
IA
Colorado 6/2/2014
B
New York 11/17/2006
B
Connecticut 2/7/2024
B
Ohio 2/7/2024
B
Florida 11/17/2006
B
Oregon 5/13/2008
B
Hawaii 6/8/2017
B
Tennessee 2/7/2024
B
Illinois 1/12/2007
B
Texas 1/2/2020
B
Iowa 1/3/2007
IA
Texas 1/2/2020
B
Maine 5/13/2008
B
Washington 11/17/2006

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 6/2/2014
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 8/31/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/16/2014 - 06/02/2014 CHARLES SCHWAB & CO., INC. (CRD#:5393) ENGLEWOOD, CO
B
 03/17/2004 - 08/22/2006 CACHEMATRIX, LLC (CRD#:127226) DENVER, CO
B
 06/26/1998 - 03/15/2004 JANUS DISTRIBUTORS LLC (CRD#:28832) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.