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Detailed Report
ALAN BRUCE LEVIN
CRD#: 3073530
IA
Investment Adviser
B
Broker
IBD WEALTH MANAGEMENT, LLCCRD#: 308567 1200 NORTH FEDERAL HIGHWAY
SUITE 215
BOCA RATON, FL 33432
I-BANKERS SECURITIES, INC.CRD#: 41352 1200 N Federal Hwy Suite 215
Boca Raton , FL 33432
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2019 - 2023 (4 years)2 FIRMS2023 - Present (1 year)BI-BANKERS DIRECT, LLC (CRD# 167533)2023 - 2024 (1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2018 - 2019 (<1 year)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2011 - 2016 (4 years)BVFINANCE INVESTMENTS, INC (CRD# 44962)2005 - 2016 (11 years)BEQUITY STATION, INC. (CRD# 103620)2005 - 2012 (7 years)BOSAGE INVESTMENTS, INC. (CRD# 118539)2011 - 2012 (1 year)BUNITED CAPITAL MARKETS, INC. (CRD# 40980)2000 - 2005 (4 years)BNATIONAL STOCK TRADING, L.L.C. (CRD# 103360)2000 - 2000 (<1 year)IAMML INVESTORS SERVICES, LLC (CRD# 10409)2019 - 2019 (<1 year)
Disclosure(s)
View By:
8/22/2012
Regulatory
Final
License(s)

State Registrations

IA
Florida 8/9/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
IBD WEALTH MANAGEMENT, LLC (CRD#:308567)
1200 NORTH FEDERAL HIGHWAY SUITE 215, BOCA RATON, FL 33432
Registered with this firm since 8/9/2023
B
I-BANKERS SECURITIES, INC. (CRD#:41352)
1200 N Federal Hwy Suite 215, Boca Raton , FL 33432
1200 N FEDERAL HWY SUITE 215, BOCA RATON, FL 33432
Registered with this firm since 9/21/2023
Previous Registration(s)
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B
 07/17/2023 - 07/19/2024 I-BANKERS DIRECT, LLC (CRD#:167533)
FINRA expelled the firm on 07/19/2024
BOCA RATON, FL
IA
 03/19/2019 - 07/17/2023 NEWBRIDGE FINANCIAL SERVICES GROUP, INC. (CRD#:130814) BOCA RATON, FL
B
 03/01/2019 - 07/17/2023 NEWBRIDGE SECURITIES CORPORATION (CRD#:104065) BOCA RATON, FL
IA
 01/24/2019 - 03/07/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) FT LAUDERDALE, FL
B
 11/05/2018 - 03/07/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) FT LAUDERDALE, FL
B
 11/15/2011 - 10/31/2016 NATIONAL SECURITIES CORPORATION (CRD#:7569) BOCA RATON, FL
B
 07/18/2005 - 10/31/2016 VFINANCE INVESTMENTS, INC (CRD#:44962) BOCA RATON, FL
B
 07/21/2005 - 12/18/2012 EQUITY STATION, INC. (CRD#:103620) BOCA RATON, FL
B
 03/15/2011 - 10/17/2012 OSAGE INVESTMENTS, INC. (CRD#:118539) BOCA RATON, FL
B
 09/21/2000 - 01/18/2005 UNITED CAPITAL MARKETS, INC. (CRD#:40980) MIAMI, FL
B
 06/27/2000 - 08/31/2000 NATIONAL STOCK TRADING, L.L.C. (CRD#:103360) ENCINITAS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.