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Detailed Report
Daniel Burns
DANIEL B BURNS, DANIEL BENJAMIN BURNS
CRD#: 3073422
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 5311 N HAMILTON RD
GAHANNA, OH 43230-1317
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2007 (2 years)2 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2013 (4 years)2 FIRMS2013 - Present (11 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2002 (4 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1999 - 2002 (3 years)
Disclosure(s)
View By:
1/13/2020
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/19/2021
B
New York 7/14/2017
B
Arizona 10/31/2017
B
North Carolina 4/19/2018
B
Florida 10/28/2013
B
Ohio 8/26/2013
B
Georgia 1/29/2021
IA
Ohio 8/27/2013
B
Maryland 12/16/2020
B
South Carolina 9/9/2015
B
Michigan 9/22/2022
B
Tennessee 9/26/2018
B
Minnesota 10/27/2014
B
Virginia 2/26/2024
B
Mississippi 11/5/2021
B
West Virginia 8/26/2015
B
New Jersey 9/25/2014

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
5311 N HAMILTON RD, GAHANNA, OH 43230-1317
Registered with this firm since 8/27/2013
B
EDWARD JONES (CRD#:250)
5311 N HAMILTON RD, GAHANNA, OH 43230-1317
Registered with this firm since 8/26/2013
Previous Registration(s)
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IA
 09/19/2008 - 08/29/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW ALBANY, OH
B
 09/19/2008 - 08/29/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW ALBANY, OH
IA
 04/02/2007 - 09/22/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) COLUMBUS, OH
B
 04/02/2007 - 09/22/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) COLUMBUS, OH
IA
 10/04/2004 - 04/02/2007 MORGAN STANLEY (CRD#:7556) COLUMBUS, OH
B
 10/12/2004 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) COLUMBUS, OH
IA
 06/08/1999 - 11/19/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) LOS ANGELES, CA
B
 08/20/1998 - 11/19/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.