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LORI LYNN MAYER
LORI LYNN ROWIN
CRD#: 3073065
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 NEWPORT SQUARE BUILDING
10528 N. PORT WASHINGTON ROAD
MEQUON, WI 53092
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - Present (24 years)
License(s)

State Registrations

B
Arkansas 8/12/2019

B
Utah 8/23/2019

B
Massachusetts 8/8/2019

B
Wisconsin 12/20/2000

B
Montana 8/7/2023

IA
Wisconsin 12/20/2000

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
NEWPORT SQUARE BUILDING 10528 N. PORT WASHINGTON ROAD, MEQUON, WI 53092
Adell, WI
Registered with this firm since 12/20/2000

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
NEWPORT SQUARE BUILDING 10528 N. PORT WASHINGTON ROAD, MEQUON, WI 53092
Adell, WI
Registered with this firm since 11/22/2000

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.