Individual Firm
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WILLIAM PACK HOLMES
BUCK HOLMES
CRD#: 3072810
IA
B
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 200 W LANCASTER AVENUE
SUITE 204
WAYNE, PA 19087
SUITE 204
WAYNE, PA 19087
0
Disclosures
26
Years of Experience
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State Registrations
B
Arizona 9/22/2021
B
New York 9/6/2000
B
California 6/20/2002
B
North Carolina 1/16/2014
B
Colorado 5/5/2021
B
Ohio 7/28/2000
B
Delaware 9/4/2002
B
Pennsylvania 8/17/1998
B
District of Columbia 10/30/2006
IA
Pennsylvania 11/5/2003
B
Florida 9/20/2000
B
South Carolina 9/7/2022
B
Illinois 3/27/2000
B
Texas 5/31/2005
B
Maine 12/1/2000
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Texas 11/10/2016
B
Maryland 9/6/2000
B
Vermont 5/7/2021
B
Massachusetts 7/27/2000
B
Virginia 6/10/2005
B
Missouri 7/24/2020
B
Wyoming 7/16/2001
B
New Jersey 8/6/1998
SRO Registrations
B
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Registered with this firm since 11/5/2003
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Registered with this firm since 7/20/1998
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/07/2001 - 07/12/2012 | PHILADELPHIA, PA |
PHILADELPHIA, PA
09/07/2001 - 07/12/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.