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James W. Boyle
JAMES WILLIAM BOYLE
CRD#: 3071893
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 3033 ENTERPRISE RD E
CLEARWATER, FL 33759
CLEARWATER, FL 33759
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Disclosures
26
Years of Experience
View By:
State Registrations
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Arizona 3/3/2016
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Michigan 11/13/2020
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California 3/28/2013
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Missouri 3/28/2013
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Colorado 3/28/2013
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Nevada 6/4/2019
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Connecticut 3/28/2013
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New Hampshire 11/7/2013
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Delaware 3/28/2013
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New Jersey 3/28/2013
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District of Columbia 3/28/2013
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New Jersey 4/16/2013
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Florida 3/28/2013
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New Mexico 9/13/2018
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Florida 9/7/2017
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New York 3/28/2013
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Georgia 3/28/2013
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North Carolina 4/8/2013
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Hawaii 3/28/2013
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Ohio 8/3/2017
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Illinois 3/28/2013
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Pennsylvania 6/2/2014
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Indiana 8/25/2017
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South Carolina 6/10/2016
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Kentucky 3/28/2013
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Texas 3/28/2013
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Louisiana 5/31/2018
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Texas 9/13/2013
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Maine 8/25/2017
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Utah 3/28/2013
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Maryland 3/28/2013
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Vermont 12/3/2015
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Massachusetts 3/28/2013
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Virginia 8/25/2016
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 4/16/2013
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Registered with this firm since 3/28/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 04/05/2013 | POUGHKEEPSIE, NY | |
B | 06/01/2009 - 04/05/2013 | POUGHKEEPSIE, NY | |
IA | 04/02/2007 - 06/01/2009 | WILTON, CT | |
B | 04/02/2007 - 06/01/2009 | WILTON, CT | |
IA | 11/24/2006 - 04/02/2007 | WESTPORT, CT | |
B | 11/24/2006 - 04/02/2007 | WESTPORT, CT | |
IA | 03/09/2004 - 11/28/2006 | WESTPORT, CT | |
B | 03/09/2004 - 11/28/2006 | WESTPORT, CT | |
IA | 10/06/1998 - 04/02/2004 | WESTPORT, CT | |
B | 07/30/1998 - 04/02/2004 | WEEHAWKEN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.