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TAMMY K PIOCH
TAMMY KATHERINE PIOCH
CRD#: 3071308
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Investment Adviser
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Previous Broker
HIGHTOWER ADVISORS, LLCCRD#: 145323 3160 Crow Canyon Road
Suite 290
San Ramon, CA 94583
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2010 - 2013 (2 years)2 FIRMS2014 - 2017 (3 years)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - 2019 (1 year)IAHIGHTOWER ADVISORS, LLC (CRD# 145323)2023 - Present (1 year)IAMARINER WEALTH ADVISORS (CRD# 140195)2020 - 2023 (3 years)IAELLEVEST (CRD# 175476)2019 - 2020 (<1 year)
License(s)

State Registrations

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California 1/14/2025

Current Registration(s)
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HIGHTOWER ADVISORS, LLC (CRD#:145323)
3160 Crow Canyon Road Suite 290, San Ramon, CA 94583
Registered with this firm since 11/3/2023

Previous Registration(s)
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07/06/2020 - 10/16/2023 MARINER WEALTH ADVISORS (CRD#:140195) Corte Madera, CA
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04/04/2019 - 03/06/2020 ELLEVEST (CRD#:175476) NEW YORK, NY
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11/09/2017 - 04/02/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
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11/09/2017 - 04/02/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
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08/08/2017 - 11/15/2017 RBC CAPITAL MARKETS, LLC (CRD#:31194) SAN FRANCISCO, CA
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08/08/2017 - 11/15/2017 RBC CAPITAL MARKETS, LLC (CRD#:31194) SAN FRANCISCO, CA
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03/18/2014 - 06/02/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
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03/27/2014 - 06/02/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
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09/09/2010 - 08/01/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
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09/09/2010 - 08/01/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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05/29/2007 - 12/10/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
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05/29/2007 - 12/10/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
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11/02/2005 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN FRANCISCO, CA
B
07/21/2005 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN FRANCISCO, CA
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Broker
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Investment Adviser
Disclosures
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