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BLAKE PETER EPSTEIN
CRD#: 3070710
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 130 N. 18th Street
One Logan Square, 17th Floor
Philadelphia, PA 19103-6933
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2019 (9 years)2 FIRMS2019 - Present (6 years)BMORGAN STANLEY DW INC. (CRD# 7556)2002 - 2007 (4 years)BSANDS BROTHERS & CO., LTD. (CRD# 26816)1998 - 2002 (3 years)IAMORGAN STANLEY (CRD# 7556)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Alaska 2/15/2019

B
New Jersey 2/15/2019

B
California 2/15/2019

B
New York 2/15/2019

B
Colorado 2/15/2019

B
North Carolina 2/15/2019

B
Connecticut 7/12/2021

B
Ohio 5/18/2021

B
Delaware 2/15/2019

B
Pennsylvania 2/15/2019

B
Florida 2/15/2019

IA
Pennsylvania 2/15/2019

B
Georgia 2/15/2019

B
South Carolina 3/28/2019

B
Idaho 1/30/2025

B
Tennessee 8/27/2020

B
Illinois 3/9/2021

B
Texas 2/15/2019

B
Indiana 2/23/2022

IA
Texas 2/15/2019

B
Kentucky 2/15/2019

B
Utah 2/15/2019

B
Maryland 2/15/2019

B
Vermont 2/15/2019

B
Massachusetts 2/15/2019

B
Virginia 2/15/2019

B
Michigan 2/15/2019

B
Washington 2/15/2019

B
Minnesota 4/20/2022

B
West Virginia 5/4/2021

B
New Hampshire 2/15/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
130 N. 18th Street One Logan Square, 17th Floor, Philadelphia, PA 19103-6933
FORT WASHINGTON, PA
Registered with this firm since 2/15/2019

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
130 N. 18th Street One Logan Square, 17th Floor, Philadelphia, PA 19103-6933
FORT WASHINGTON, PA
Registered with this firm since 2/15/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 02/19/2019 MORGAN STANLEY (CRD#:149777) PHILADELPHIA, PA
B
06/01/2009 - 02/19/2019 MORGAN STANLEY (CRD#:149777) PHILADELPHIA, PA
IA
09/08/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PHILADELPHIA, PA
B
09/05/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PHILADELPHIA, PA
IA
04/02/2007 - 09/09/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PHILADELPHIA, PA
B
04/02/2007 - 09/09/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PHILADELPHIA, PA
IA
09/08/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) PHILADELPHIA, PA
B
05/06/2002 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) PHILADELPHIA, PA
B
07/29/1998 - 04/25/2002 SANDS BROTHERS & CO., LTD. (CRD#:26816) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.