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Detailed Report
DEBRA JO CAREY
DEBRA JO CAREY MS, DEBRA JO JOHNSON
CRD#: 3070382
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1248 O STREET
SUITE 1100
LINCOLN, NE 68508
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (<1 year)2 FIRMS2010 - 2015 (4 years)IAMORGAN STANLEY (CRD# 149777)2017 - Present (8 years)BMORGAN STANLEY (CRD# 149777)2016 - Present (8 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2015 - 2016 (1 year)BNFP SECURITIES, INC. (CRD# 42046)2004 - 2010 (6 years)BU.S. BANCORP PIPER JAFFRAY INC. (CRD# 665)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Alabama 3/23/2017
IA
Nebraska 2/27/2017
B
Arizona 3/6/2017
B
Nevada 6/16/2017
B
Arkansas 3/23/2017
B
New Hampshire 12/18/2019
B
California 3/6/2017
B
New Jersey 6/16/2017
B
Colorado 3/6/2017
B
New Mexico 6/16/2017
B
Florida 3/23/2017
B
New York 6/16/2017
B
Georgia 3/23/2017
B
North Carolina 6/19/2017
B
Hawaii 3/23/2017
B
North Dakota 6/16/2017
B
Illinois 3/6/2017
B
Ohio 6/19/2017
B
Indiana 6/5/2024
B
Oklahoma 6/16/2017
B
Iowa 3/6/2017
B
Oregon 6/16/2017
B
Kansas 3/23/2017
B
Pennsylvania 6/16/2017
B
Kentucky 3/23/2017
B
South Carolina 9/17/2024
B
Louisiana 10/20/2020
B
South Dakota 6/16/2017
B
Maine 11/8/2019
B
Tennessee 11/11/2019
B
Maryland 7/12/2017
B
Texas 6/16/2017
B
Massachusetts 3/23/2017
IA
Texas 3/19/2020
B
Michigan 7/19/2018
B
Utah 11/8/2019
B
Minnesota 3/23/2017
B
Virginia 4/3/2018
B
Mississippi 10/4/2024
B
Washington 6/16/2017
B
Missouri 3/23/2017
B
Wisconsin 6/16/2017
B
Montana 6/16/2017
B
Wyoming 1/6/2017
B
Nebraska 9/14/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1248 O STREET SUITE 1100, LINCOLN, NE 68508
Registered with this firm since 2/27/2017
B
MORGAN STANLEY (CRD#:149777)
1248 O STREET SUITE 1100, LINCOLN, NE 68508
Registered with this firm since 9/14/2016
Previous Registration(s)
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B
 05/15/2015 - 09/06/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) LINCOLN, NE
IA
 11/25/2010 - 05/01/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) OVERLAND PARK, KS
B
 11/19/2010 - 05/01/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) OVERLAND PARK, KS
B
 03/12/2004 - 11/04/2010 NFP SECURITIES, INC. (CRD#:42046) LEAWOOD, KS
IA
 11/01/2002 - 02/26/2003 QUICK & REILLY, INC. (CRD#:11217) OVERLAND PARK, KS
B
 09/03/2002 - 02/26/2003 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 04/16/2002 - 09/09/2002 U.S. BANCORP PIPER JAFFRAY INC. (CRD#:665) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.