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MICAH SOLOMON FRANKEL
MICAH FRANKEL
CRD#: 3070249
IA
B
SPCCRD#: 110692 9890 RESEARCH DRIVE
SUITE 200
IRVINE, CA 92618
SUITE 200
IRVINE, CA 92618
PARKLAND SECURITIES, LLCCRD#: 115368 9890 RESEARCH DRIVE
SUITE 200
IRVINE, CA 92618
SUITE 200
IRVINE, CA 92618
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
California 5/1/2007
B
Oregon 3/18/2022
IA
California 6/7/2007
B
Texas 4/23/2020
B
Florida 1/21/2021
IA
Texas 10/3/2022
B
Indiana 9/21/2022
SRO Registrations
B
B
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IA
Registered with this firm since 6/7/2007
B
Registered with this firm since 5/1/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/30/2003 - 05/07/2007 | ANAHEIM, CA | |
B | 10/29/2002 - 05/07/2007 | ANAHEIM, CA | |
B | 11/08/2001 - 10/28/2002 | HOUSTON, TX | |
B | 06/15/1998 - 11/09/2001 | SCOTTSDALE, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.