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Detailed Report
ERIK CARTER ROSVOLD
CRD#: 3069693
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3600 MINNESOTA DR
STE 550
EDINA, MN 55435-7925
Registration History
199820002002200420062008201020122014201620182020202220242026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2013 - Present (11 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2001 - Present (24 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2001 - 2006 (5 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1998 - 2000 (2 years)
License(s)

State Registrations

B
Alabama 10/22/2024
IA
Minnesota 11/18/2013
B
Arizona 8/29/2022
B
New Jersey 7/9/2024
B
California 11/7/2006
B
North Carolina 12/11/2024
B
Colorado 8/13/2019
B
Ohio 6/5/2023
B
Florida 5/19/2010
B
Oregon 10/23/2020
B
Illinois 6/28/2017
B
Texas 12/12/2018
B
Maine 2/15/2022
IA
Texas 12/12/2018
B
Massachusetts 7/25/2012
B
Washington 9/30/2019
B
Michigan 7/26/2023
B
Wisconsin 6/18/2003
B
Minnesota 1/10/2001

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3600 MINNESOTA DR STE 550, EDINA, MN 55435-7925
St Louis Park, MN
Registered with this firm since 11/18/2013
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3600 MINNESOTA DR STE 550, EDINA, MN 55435-7925
St Louis Park, MN
Registered with this firm since 1/10/2001
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/10/2001 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 07/31/1998 - 12/21/2000 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.