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KIMBERLY SUZANNE TROUTNER
KIMBERLY SUZANNE MCADAMS
CRD#: 3069048
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 Westerville, OH
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - Present (25 years)
License(s)

State Registrations

B
Ohio 5/27/1999

IA
Ohio 8/16/1999

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Westerville, OH
Registered with this firm since 8/16/1999

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Westerville, OH
Registered with this firm since 5/26/1999

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.