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LANCE ERIC ROBERTS
LANCE ROBERTS
CRD#: 3068207
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Investment Adviser
RIA GLOBAL RESEARCH, LLCCRD#: 332608 11750 KATY FREEWAY,
STE 840
HOUSTON, TX 77079
Registration History
200420062008201020122014201620182020202220242026IARIA GLOBAL RESEARCH, LLC (CRD# 332608)2024 - Present (<1 year)IARIA ADVISORS (CRD# 150661)2015 - Present (9 years)IARIA WEALTH ADVISORS, LLC (CRD# 312072)2021 - 2023 (2 years)IASTA WEALTH MANAGEMENT, LLC (CRD# 127186)2003 - 2015 (12 years)IAWUNDERLICH SECURITIES, INC. (CRD# 2543)2003 - 2008 (5 years)
Disclosure(s)
View By:
4/6/2018
Customer Dispute
Settled
License(s)

State Registrations

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Texas 12/22/2015

Current Registration(s)
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RIA GLOBAL RESEARCH, LLC (CRD#:332608)
11750 KATY FREEWAY, STE 840, HOUSTON, TX 77079
Registered with this firm since 10/15/2024

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RIA ADVISORS (CRD#:150661)
11750 KATY FREEWAY SUITE 840, HOUSTON, TX 77079
Registered with this firm since 12/22/2015

Previous Registration(s)
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04/08/2021 - 09/22/2023 RIA WEALTH ADVISORS, LLC (CRD#:312072) ROUND ROCK, TX
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06/23/2003 - 12/03/2015 STA WEALTH MANAGEMENT, LLC (CRD#:127186) HOUSTON, TX
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01/06/2003 - 04/21/2008 WUNDERLICH SECURITIES, INC. (CRD#:2543) HOUSTON, TX
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.