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JEANINE MICHELLE NORRIS
JEANINE MICHELLE PATTI, JEANINE MICHELLE PHILLIPS
CRD#: 3067172
IA
B
MORGAN STANLEYCRD#: 149777 2330 West Joppa Road
Suite 255
Lutherville, MD 21093
Suite 255
Lutherville, MD 21093
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Alabama 5/22/2018
B
Montana 5/22/2018
B
Alaska 5/25/2017
B
Nebraska 5/25/2017
B
Arizona 5/25/2017
B
Nevada 5/25/2017
B
Arkansas 5/22/2018
B
New Hampshire 5/22/2018
B
California 5/25/2017
B
New Jersey 5/25/2017
B
Colorado 5/25/2017
B
New Mexico 5/25/2017
B
Connecticut 5/25/2017
B
New York 5/25/2017
B
Delaware 10/21/2010
B
North Carolina 5/26/2017
IA
Delaware 3/5/2018
B
North Dakota 5/22/2018
B
District of Columbia 5/25/2017
B
Ohio 1/6/2016
B
Florida 5/25/2017
B
Oklahoma 5/25/2017
B
Georgia 5/25/2017
B
Oregon 5/25/2017
B
Hawaii 5/25/2017
B
Pennsylvania 5/25/2017
B
Idaho 5/25/2017
B
Puerto Rico 5/25/2017
B
Illinois 5/25/2017
B
Rhode Island 5/25/2017
B
Indiana 5/25/2017
B
South Carolina 5/25/2017
B
Iowa 5/22/2018
B
South Dakota 5/22/2018
B
Kansas 5/25/2017
B
Tennessee 5/25/2017
B
Kentucky 5/25/2017
B
Texas 5/25/2017
B
Louisiana 5/25/2017
IA
Texas 5/23/2018
B
Maine 5/25/2017
B
Utah 5/22/2018
B
Maryland 10/21/2010
B
Vermont 5/22/2018
IA
Maryland 10/21/2010
B
Virgin Islands 5/22/2018
B
Massachusetts 5/22/2018
B
Virginia 5/25/2017
B
Michigan 5/25/2017
B
Washington 5/25/2017
B
Minnesota 5/22/2018
B
West Virginia 5/25/2017
B
Mississippi 5/22/2018
B
Wisconsin 5/22/2018
B
Missouri 5/25/2017
B
Wyoming 5/25/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/21/2010
B
Registered with this firm since 10/21/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/06/2010 - 09/30/2010 | BALTIMORE, MD | |
B | 11/20/2009 - 09/30/2010 | BALTIMORE, MD | |
B | 06/01/2009 - 12/10/2009 | PURCHASE, NY | |
B | 04/18/2001 - 06/01/2009 | BALTIMORE, MD | |
B | 12/03/1998 - 04/16/2001 | BALTIMORE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.