• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LANCE ROBERT RAY
LANCE ROBERT SMITH
CRD#: 3066927
IA
Investment Adviser
B
Previous Broker
BELLWETHER INVESTMENT GROUP, LLCCRD#: 148114 Holly Springs, NC
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2016 (10 years)IABELLWETHER INVESTMENT GROUP, LLC (CRD# 148114)2016 - Present (8 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2005 - 2006 (1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2002 - 2005 (3 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1998 - 2002 (3 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1999 - 2002 (3 years)
License(s)

State Registrations

IA
North Carolina 9/1/2016

IA
Texas 3/29/2020

Current Registration(s)
IA
BELLWETHER INVESTMENT GROUP, LLC (CRD#:148114)
Holly Springs, NC
Registered with this firm since 9/1/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/29/2006 - 09/19/2016 CANTELLA & CO., INC. (CRD#:13905) HOLLY SPRINGS, NC
B
09/29/2006 - 09/19/2016 CANTELLA & CO., INC. (CRD#:13905) HOLLY SPRINGS, NC
B
06/09/2005 - 10/03/2006 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) EAST LANSING, MI
B
03/07/2002 - 05/23/2005 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
B
10/27/1998 - 03/08/2002 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
B
01/25/1999 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.