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Detailed Report
AMON ALBERT ALLAHYARI
AMON A ALLAHYARI
CRD#: 3066852
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 901 MAIN ST
NAPA, CA 94559
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2015 (2 years)2 FIRMS2014 - Present (10 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2010 - 2010 (<1 year)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)2002 - 2005 (2 years)BSTONE & YOUNGBERG LLC (CRD# 795)2001 - 2002 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2001 (3 years)IAH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)2003 - 2005 (1 year)
License(s)

State Registrations

B
Alaska 3/4/2020
B
Nevada 3/17/2015
B
Arizona 8/26/2024
IA
Nevada 7/12/2021
B
California 12/17/2014
B
New York 11/4/2015
IA
California 12/17/2014
B
North Carolina 11/29/2024
B
Florida 12/12/2023
B
Oklahoma 4/19/2021
B
Georgia 12/11/2020
B
Oregon 4/2/2025
B
Hawaii 12/16/2019
B
Vermont 1/7/2019
B
Idaho 5/20/2021
B
Washington 7/20/2021
B
Montana 3/19/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
901 MAIN ST, NAPA, CA 94559
Vacaville, CA
Registered with this firm since 12/17/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
901 MAIN ST, NAPA, CA 94559
Vacaville, CA
Registered with this firm since 12/17/2014
Previous Registration(s)
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IA
 10/01/2012 - 01/05/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SACRAMENTO, CA
B
 10/01/2012 - 01/05/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SACRAMENTO, CA
IA
 01/10/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) FAIRFIELD, CA
B
 01/07/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) FAIRFIELD, CA
B
 12/01/2010 - 12/08/2010 PRUCO SECURITIES, LLC. (CRD#:5685) NEWARK, NJ
IA
 06/29/2009 - 01/12/2010 FIRST ALLIED SECURITIES, INC. (CRD#:32444) WOODLAND, CA
B
 06/29/2009 - 01/12/2010 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
IA
 02/15/2008 - 07/07/2009 LPL FINANCIAL CORPORATION (CRD#:6413) WALNUT CREEK, CA
B
 02/15/2008 - 07/07/2009 LPL FINANCIAL CORPORATION (CRD#:6413) WALNUT CREEK, CA
IA
 03/03/2005 - 02/27/2008 CHARLES SCHWAB & CO., INC. (CRD#:5393) WALNUT CREEK, CA
B
 03/02/2005 - 02/27/2008 CHARLES SCHWAB & CO., INC. (CRD#:5393) WALNUT CREEK, CA
IA
 08/01/2003 - 02/24/2005 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) WALNUT CREEK, CA
B
 03/21/2002 - 02/24/2005 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
B
 08/30/2001 - 01/23/2002 STONE & YOUNGBERG LLC (CRD#:795) SAN FRANCISCO, CA
B
 08/07/1998 - 08/20/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.