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SCOTT JAMES BORG
CRD#: 3066184
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CWM Retail, Sales
7501 THIRD AVENUE
BROOKLYN, NY 11209
7501 THIRD AVENUE
BROOKLYN, NY 11209
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Disclosures
23
Years of Experience
View By:
State Registrations
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Arizona 8/8/2016
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New York 6/20/2016
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California 8/8/2016
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New York 8/17/2021
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Connecticut 8/8/2016
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North Carolina 8/9/2016
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District of Columbia 7/19/2022
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North Carolina 8/10/2016
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Florida 8/8/2016
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Ohio 7/25/2017
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Nevada 1/3/2019
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Pennsylvania 8/8/2016
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New Jersey 8/8/2016
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Virginia 6/14/2022
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New Jersey 9/12/2016
SRO Registrations
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Registered with this firm since 8/9/2016
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Registered with this firm since 6/20/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/17/2008 - 06/10/2016 | BRONX, NY | |
B | 10/13/2005 - 06/10/2016 | BRONX, NY | |
B | 10/15/2003 - 08/17/2005 | NEW YORK, NY | |
B | 05/01/2003 - 09/08/2003 | BIRMINGHAM, AL | |
B | 04/13/2001 - 05/01/2001 | MIAMI BEACH, FL | |
B | 01/05/2001 - 04/24/2001 | NEW YORK, NY | |
B | 07/13/2000 - 01/31/2001 | NEW YORK, NY | |
B | 07/12/2000 - 07/13/2000 | STATEN ISLAND, NY | |
B | 02/22/2000 - 05/01/2000 | WESTPORT, CT | |
B | 09/17/1999 - 02/15/2000 | NEW YORK, NY | |
B | 09/03/1999 - 10/15/1999 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.