Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KRISTEN ANN CHATMAN
KRISTEN ANN MCINTYRE
CRD#: 3065795
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 5122 Cascade Road
1st Floor
Grand Rapids, MI 49546
Registration History
20002002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2012 - Present (13 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2009 (9 years)
License(s)

State Registrations

B
Alabama 12/7/2020
B
Montana 4/20/2020
B
Arizona 10/17/2013
B
New Jersey 4/18/2012
B
California 11/17/2011
B
New York 9/1/2015
B
Colorado 11/17/2011
B
North Carolina 9/10/2014
B
Florida 7/11/2009
B
Ohio 4/19/2012
B
Illinois 11/17/2011
B
Oregon 9/6/2016
B
Indiana 9/17/2013
IA
Oregon 4/28/2023
B
Kansas 2/6/2023
B
South Carolina 12/13/2022
B
Louisiana 1/10/2022
B
Tennessee 4/18/2012
B
Maine 9/5/2023
B
Texas 4/18/2012
B
Maryland 4/18/2012
IA
Texas 4/19/2012
B
Massachusetts 9/13/2021
B
Utah 5/30/2024
B
Michigan 6/1/2009
B
Vermont 1/26/2022
IA
Michigan 3/15/2012
B
Washington 9/9/2022
B
Minnesota 4/18/2012
B
Wisconsin 2/3/2025
B
Missouri 11/17/2011

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
5122 Cascade Road 1st Floor, Grand Rapids, MI 49546
Registered with this firm since 3/15/2012
B
MORGAN STANLEY (CRD#:149777)
5122 Cascade Road 1st Floor, Grand Rapids, MI 49546
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/20/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GRAND RAPIDS, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.