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Hercel L Leveringston
Hercel Lamont Leveringston, Hercel Leveringston
CRD#: 3064866
IA
B
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8332 Woodfield Crossing Blvd.
Indianpolis, IN 46240
Indianpolis, IN 46240
CHARLES SCHWAB & CO., INC.CRD#: 5393 8332 Woodfield Crossing Blvd
Indianapolis, IN 46240-2482
Indianapolis, IN 46240-2482
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Alabama 11/27/2017
B
Massachusetts 10/14/2020
B
Arkansas 7/27/2020
B
Michigan 2/13/2020
B
California 4/3/2020
B
Missouri 4/10/2024
B
Colorado 2/13/2020
B
New Jersey 3/25/2021
B
Connecticut 7/12/2021
B
New York 7/2/2020
B
Delaware 10/7/2021
B
North Carolina 10/20/2015
B
Florida 10/21/2015
B
Ohio 1/22/2021
B
Georgia 10/23/2015
B
Pennsylvania 10/14/2020
B
Illinois 3/5/2020
B
South Carolina 3/6/2020
B
Indiana 10/16/2015
B
Tennessee 10/19/2015
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Indiana 10/22/2015
B
Texas 10/19/2015
B
Iowa 12/17/2021
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Texas 1/8/2020
B
Louisiana 11/28/2017
B
Virginia 10/16/2015
B
Maine 7/14/2021
B
Washington 4/9/2020
B
Maryland 10/20/2020
B
Wisconsin 6/17/2020
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 10/22/2015
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Registered with this firm since 10/15/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/20/2013 - 08/12/2015 | INDIANAPOLIS, IN | |
B | 01/18/2006 - 11/06/2013 | INDIANAPOLIS, IN | |
B | 12/05/2003 - 01/18/2006 | CLEVELAND, OH | |
B | 09/10/1998 - 09/15/2003 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.