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Jaime Jesus Godoy
JIM GODOY, JIMMY GODOY
CRD#: 3064455
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 2423 E Lincoln Dr
Phoenix, AZ 85016-1215
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2013 (2 years)2 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - Present (9 years)BAIG FINANCIAL ADVISORS, INC. (CRD# 133763)2005 - 2007 (2 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)2004 - 2005 (1 year)BSENTRA SECURITIES CORPORATION (CRD# 10249)2004 - 2004 (<1 year)BUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)2001 - 2003 (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - 2001 (1 year)BTD WATERHOUSE INVESTOR SERVICE... (CRD# 7870)1998 - 2000 (1 year)IAAIG FINANCIAL ADVISORS, INC. (CRD# 133763)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Alabama 5/22/2015

B
Montana 4/28/2015

B
Alaska 4/28/2015

B
Nebraska 4/29/2015

B
Arizona 5/21/2015

B
Nevada 5/27/2015

IA
Arizona 5/26/2023

B
New Hampshire 9/16/2015

B
Arkansas 4/28/2015

B
New Jersey 6/4/2015

B
California 4/28/2015

B
New Mexico 5/11/2015

B
Colorado 4/28/2015

B
New York 5/26/2015

B
Connecticut 4/28/2015

B
North Carolina 4/29/2015

B
Delaware 5/28/2015

B
North Dakota 4/28/2015

B
District of Columbia 5/26/2015

B
Ohio 4/27/2015

B
Florida 4/28/2015

B
Oklahoma 5/26/2015

B
Georgia 5/26/2015

B
Oregon 5/22/2015

B
Hawaii 5/21/2015

B
Pennsylvania 4/28/2015

B
Idaho 4/28/2015

B
Puerto Rico 5/5/2015

B
Illinois 4/27/2015

B
Rhode Island 4/28/2015

B
Indiana 5/27/2015

B
South Carolina 5/27/2015

B
Iowa 5/21/2015

B
South Dakota 5/27/2015

B
Kansas 5/6/2015

B
Tennessee 5/21/2015

B
Kentucky 5/4/2015

B
Texas 4/28/2015

B
Louisiana 4/29/2015

B
Utah 4/28/2015

B
Maine 4/28/2015

B
Vermont 5/11/2015

B
Maryland 4/30/2015

B
Virgin Islands 5/21/2015

B
Massachusetts 4/29/2015

B
Virginia 4/28/2015

B
Michigan 4/28/2015

B
Washington 5/27/2015

B
Minnesota 5/7/2015

B
West Virginia 5/26/2015

B
Mississippi 5/22/2015

B
Wisconsin 5/22/2015

B
Missouri 4/28/2015

B
Wyoming 5/22/2015

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
2423 E Lincoln Dr, Phoenix, AZ 85016-1215
Peoria, AZ
Registered with this firm since 4/28/2015

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
2423 E Lincoln Dr, Phoenix, AZ 85016-1215
Peoria, AZ
Registered with this firm since 4/27/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/26/2013 - 04/28/2015 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) NEW YORK, NY
B
02/26/2013 - 04/28/2015 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) NEW YORK, NY
B
08/02/2010 - 04/11/2013 SAGEPOINT FINANCIAL, INC. (CRD#:133763) PHOENIX, AZ
IA
08/11/2010 - 04/10/2013 SAGEPOINT FINANCIAL, INC. (CRD#:133763) PHOENIX, AZ
IA
10/23/2007 - 04/13/2010 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) SCOTTSDALE, AZ
B
10/17/2007 - 04/13/2010 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) SCOTTSDALE, AZ
IA
12/11/2006 - 10/08/2007 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) PHOENIX, AZ
B
10/31/2005 - 10/08/2007 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) SCOTTSDALE, AZ
B
01/02/2004 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
01/02/2004 - 12/31/2004 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
B
10/22/2001 - 12/19/2003 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) SCOTTSDALE, AZ
B
07/05/2000 - 07/05/2001 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
11/11/1998 - 04/26/2000 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) OMAHA, NE
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.