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Detailed Report
KEVIN P ELLIS
CRD#: 3064106
IA
Investment Adviser
ENVISION FINANCIAL LLCCRD#: 314365 375 BISHOPS WAY SUITE 232
BROOKFIELD, WI 53005
Registration History
2002200420062008201020122014201620182020202220242026IAENVISION FINANCIAL LLC (CRD# 314365)2021 - Present (3 years)IATHRIVENT ADVISOR NETWORK, LLC (CRD# 304569)2020 - 2021 (<1 year)IAKYLE FINANCIAL SERVICES (CRD# 118573)2003 - 2020 (17 years)IAKYLE FINANCIAL SERVICES (CRD# 118573)2002 - 2002 (<1 year)
License(s)

State Registrations

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Florida 7/11/2024
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Wisconsin 6/1/2021
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Illinois 7/9/2024
Current Registration(s)
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ENVISION FINANCIAL LLC (CRD#:314365)
375 BISHOPS WAY SUITE 232, BROOKFIELD, WI 53005
Registered with this firm since 6/1/2021
Previous Registration(s)
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 11/13/2020 - 06/01/2021 THRIVENT ADVISOR NETWORK, LLC (CRD#:304569) Elm Grove, WI
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 01/07/2003 - 11/25/2020 KYLE FINANCIAL SERVICES (CRD#:118573) MEQUON, WI
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 01/22/2002 - 12/31/2002 KYLE FINANCIAL SERVICES (CRD#:118573) MEQUON, WI
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.