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PAK-TUNG LE
PAK TUNG LE, PAK LE, PAKTUNG LE
CRD#: 3064088
IA
B
KOVACK ADVISORS, INC.CRD#: 140808 2005 Venture Park
Kingsport, TN 37660
Kingsport, TN 37660
KOVACK SECURITIES INC.CRD#: 44848 2005 Venture Park
Kingsport, TN 37660
Kingsport, TN 37660
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
California 12/13/2024
B
New York 12/13/2024
B
Colorado 12/13/2024
B
South Carolina 12/13/2024
B
Delaware 12/13/2024
B
Tennessee 12/13/2024
B
Florida 12/13/2024
IA
Tennessee 12/13/2024
B
Georgia 12/13/2024
B
Texas 12/13/2024
B
Kentucky 12/13/2024
IA
Texas 12/13/2024
B
Nevada 12/13/2024
B
Virginia 12/13/2024
B
New Jersey 12/13/2024
SRO Registrations
B
B
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IA
Registered with this firm since 12/13/2024
B
Registered with this firm since 12/13/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/11/2017 - 12/16/2024 | MOUNT CARMEL, TN | |
B | 10/11/2017 - 12/16/2024 | MOUNT CARMEL, TN | |
IA | 09/06/2016 - 10/10/2017 | Islandia, NY | |
B | 09/02/2016 - 10/10/2017 | Islandia, NY | |
B | 01/05/2015 - 09/02/2016 | SYOSSET, NY | |
IA | 01/21/2015 - 09/01/2016 | SYOSSET, NY | |
B | 03/06/2007 - 12/18/2014 | GARDEN CITY, NY | |
B | 03/06/2007 - 07/09/2007 | HAUPPAUGE, NY | |
B | 08/26/2002 - 11/07/2005 | MONTPELIER, VT | |
B | 05/23/2002 - 08/12/2002 | MINNEAPOLIS, MN |
Islandia, NY
09/06/2016 - 10/10/2017
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.