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Detailed Report
RONALD AARON FUCHSMAN
RON FUCHSMAN
CRD#: 3063940
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 12161 DARNESTOWN RD
GAITHERSBURG, MD 20878
Registration History
199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2011 - Present (14 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1999 - 2000 (1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1998 - 1999 (<1 year)
Disclosure(s)
View By:
11/7/2019
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 7/19/2016
B
Michigan 9/7/2021
B
Arizona 12/7/2007
B
Nevada 7/14/2015
B
California 10/23/2007
B
New Jersey 4/12/2006
B
Colorado 5/19/2020
B
New York 4/12/2006
B
Connecticut 8/20/2018
B
North Carolina 4/13/2006
B
Delaware 1/26/2010
B
Ohio 8/9/2023
B
District of Columbia 10/1/2000
B
Oregon 1/23/2020
B
Florida 4/12/2006
B
Pennsylvania 1/21/2020
B
Georgia 7/26/2006
B
South Carolina 4/12/2006
B
Hawaii 3/2/2020
B
Tennessee 6/29/2015
B
Idaho 8/17/2017
B
Texas 1/26/2010
B
Illinois 8/8/2024
B
Virginia 10/1/2000
B
Indiana 6/2/2014
B
Washington 1/21/2020
B
Maryland 10/1/2000
B
West Virginia 4/2/2009
IA
Maryland 2/15/2011
B
Wisconsin 8/25/2021
B
Massachusetts 4/25/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
12161 DARNESTOWN RD, GAITHERSBURG, MD 20878
FREDERICK, MD
Registered with this firm since 2/15/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
12161 DARNESTOWN RD, GAITHERSBURG, MD 20878
FREDERICK, MD
Registered with this firm since 10/1/2000
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/25/1999 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
 06/15/1998 - 02/04/1999 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.