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DIANNE M PITTS
DIANNE M PLATFOOT
CRD#: 3063593
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2030 W. MICHIGAN AVENUE
SIDNEY, OH 45365
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1998 - 2005 (6 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)
License(s)

State Registrations

B
Alabama 3/25/2013

B
Nevada 11/1/2021

B
Arizona 10/18/2023

B
New York 7/27/2018

B
Arkansas 7/28/2020

B
North Carolina 5/24/2016

B
California 4/17/2020

B
Ohio 10/1/2012

B
Colorado 3/13/2019

IA
Ohio 10/1/2012

B
Florida 10/1/2012

B
Oregon 2/1/2016

B
Georgia 10/1/2012

B
Pennsylvania 1/6/2021

B
Illinois 11/26/2013

B
South Carolina 10/1/2012

B
Indiana 10/1/2012

B
South Dakota 7/17/2024

B
Kentucky 10/15/2015

B
Tennessee 10/1/2012

B
Michigan 6/22/2015

B
Texas 11/12/2014

B
Minnesota 10/1/2012

IA
Texas 11/17/2014

B
Missouri 1/12/2015

B
Virginia 1/16/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2030 W. MICHIGAN AVENUE, SIDNEY, OH 45365
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2030 W. MICHIGAN AVENUE, SIDNEY, OH 45365
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/08/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SIDNEY, OH
B
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SIDNEY, OH
B
09/04/1998 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.