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Detailed Report
SHERRILL MARIE DE CLEENE
SHERRILL MARIE DECLEENE, Sherrill M De Cleene
CRD#: 3063503
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 500 DAMONTE RANCH PKWY
STE 735
RENO, NV 89521
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - Present (26 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1998 - 2006 (8 years)
Disclosure(s)
View By:
9/4/2014
Customer Dispute
Denied
8/5/2011
Customer Dispute
Denied
8/4/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/23/2009
B
Nevada 7/22/1998
B
California 2/11/1999
B
Ohio 10/10/2023
B
Colorado 3/3/2022
B
Oregon 1/3/2017
B
Florida 11/14/2011
B
Texas 4/12/2022
B
Idaho 8/25/2011
IA
Texas 4/12/2022
B
Indiana 11/30/1998
B
Utah 3/29/2006
B
Massachusetts 9/1/2022
B
Washington 7/29/2010
B
Minnesota 10/9/2014
B
Wisconsin 10/21/2021
IA
Nevada 7/14/1998

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
500 DAMONTE RANCH PKWY STE 735, RENO, NV 89521
Reno, NV
Registered with this firm since 7/14/1998
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
500 DAMONTE RANCH PKWY STE 735, RENO, NV 89521
Reno, NV
Registered with this firm since 7/16/1998
Previous Registration(s)
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B
 07/16/1998 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.