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Stephen Craig Kucharski
STEPHEN KUCHARSKI
CRD#: 3063476
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 43251 Crescent Blvd
Novi, MI 48375
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2005 (2 years)2 FIRMS2005 - 2012 (6 years)2 FIRMS2016 - 2016 (<1 year)2 FIRMS2022 - Present (3 years)BTD AMERITRADE, INC. (CRD# 7870)2018 - 2024 (6 years)BSCOTTRADE, INC. (CRD# 8206)2016 - 2018 (1 year)BESSEX NATIONAL SECURITIES, LLC (CRD# 25454)2012 - 2016 (4 years)BEDWARD JONES (CRD# 250)2000 - 2003 (2 years)BAXA ADVISORS, LLC (CRD# 6627)1998 - 2001 (2 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1998 - 2000 (1 year)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2018 - 2023 (5 years)IATD AMERITRADE, INC. (CRD# 7870)2018 - 2022 (4 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2018 (1 year)IAESSEX NATIONAL SECURITIES, LLC (CRD# 25454)2014 - 2016 (1 year)IAESSEX NATIONAL SECURITIES, INC. (CRD# 25454)2012 - 2012 (<1 year)
Disclosure(s)
View By:
9/17/2004
Customer Dispute
Denied
8/4/2003
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/25/2022

B
Minnesota 1/25/2022

B
Arizona 1/25/2022

B
Missouri 1/25/2022

B
Arkansas 1/25/2022

B
Nebraska 2/1/2022

B
California 1/25/2022

B
New Hampshire 1/25/2022

B
Colorado 1/25/2022

B
New Jersey 1/25/2022

B
District of Columbia 1/25/2022

B
New Mexico 1/25/2022

B
Florida 1/25/2022

B
New York 1/25/2022

B
Georgia 1/25/2022

B
North Dakota 1/25/2022

B
Hawaii 1/25/2022

B
Ohio 1/26/2022

B
Idaho 1/25/2022

B
Oregon 2/4/2022

B
Illinois 1/25/2022

B
Pennsylvania 2/24/2022

B
Indiana 2/1/2022

B
South Carolina 1/25/2022

B
Iowa 1/25/2022

B
South Dakota 1/25/2022

B
Kansas 1/25/2022

B
Tennessee 1/25/2022

B
Kentucky 1/25/2022

B
Texas 1/25/2022

B
Louisiana 1/25/2022

B
Utah 1/27/2022

B
Maryland 1/25/2022

B
Vermont 1/25/2022

B
Massachusetts 2/28/2022

B
Virginia 2/25/2022

B
Michigan 1/25/2022

B
Washington 1/25/2022

IA
Michigan 1/25/2022

B
Wisconsin 1/25/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
43251 Crescent Blvd, Novi, MI 48375
Registered with this firm since 1/25/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
43251 Crescent Blvd, Novi, MI 48375
Registered with this firm since 1/25/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/26/2018 - 07/29/2024 TD AMERITRADE, INC. (CRD#:7870) Novi, MI
IA
02/26/2018 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Novi, MI
IA
02/27/2018 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Novi, MI
IA
01/27/2017 - 02/26/2018 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
09/27/2016 - 02/26/2018 SCOTTRADE, INC. (CRD#:8206) NOVI, MI
IA
07/01/2016 - 09/23/2016 INFINEX INVESTMENTS, INC. (CRD#:35371) TROY, MI
B
07/01/2016 - 09/23/2016 INFINEX INVESTMENTS, INC. (CRD#:35371) TROY, MI
IA
09/17/2014 - 07/01/2016 ESSEX NATIONAL SECURITIES, LLC (CRD#:25454) TROY, MI
B
03/02/2012 - 07/01/2016 ESSEX NATIONAL SECURITIES, LLC (CRD#:25454) TROY, MI
IA
03/12/2012 - 08/30/2012 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) TROY, MI
IA
07/06/2005 - 03/05/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BLOOMFIELD HILLS, MI
B
07/06/2005 - 03/05/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BLOOMFIELD HILLS, MI
IA
06/20/2003 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) BLOOMFIELD HILLS, MI
B
06/19/2003 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
12/21/2000 - 05/29/2003 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
05/28/1998 - 01/05/2001 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
05/28/1998 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.