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SEOK JO
SEOK HYON JO, SOEK HYON JO
CRD#: 3061892
IA
B
OSAIC WEALTH, INC.CRD#: 23131 8665 WILSHIRE BLVD.
SUITE 200
BEVERLY HILLS, CA 90211
SUITE 200
BEVERLY HILLS, CA 90211
0
Disclosures
23
Years of Experience
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State Registrations
IA
California 8/3/2012
IA
New Jersey 5/20/2015
B
California 4/13/2015
B
New York 5/19/2015
B
Florida 5/20/2015
B
North Carolina 11/19/2015
IA
Florida 5/26/2015
IA
North Carolina 11/19/2015
B
Hawaii 9/17/2015
B
Oregon 1/27/2023
IA
Hawaii 9/17/2015
B
Pennsylvania 9/14/2015
B
Maryland 5/19/2015
IA
Pennsylvania 9/14/2015
IA
Maryland 5/19/2015
B
Rhode Island 3/24/2021
B
New Jersey 5/20/2015
SRO Registrations
B
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IA
Registered with this firm since 5/5/2015
IA
B
Registered with this firm since 3/30/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/14/2007 - 05/10/2011 | WOODLAND HILLS, CA | |
IA | 09/29/2004 - 10/02/2007 | LOS ANGELES, CA | |
B | 09/29/2004 - 09/24/2007 | LOS ANGELES, CA | |
IA | 07/07/2004 - 09/30/2004 | LOS ANGELES, CA | |
B | 01/15/2004 - 05/21/2004 | SCOTTSDALE, AZ | |
B | 12/05/2000 - 02/14/2002 | NEW YORK, NY | |
B | 03/23/2000 - 12/01/2000 | LOS ANGELES, CA | |
B | 07/26/1999 - 04/19/2000 | SAN DIEGO, CA | |
B | 08/19/1998 - 10/08/1999 | SAN DIEGO, CA | |
B | 08/19/1998 - 07/12/1999 | SAN DIEGO, CA |
LOS ANGELES, CA
07/07/2004 - 09/30/2004
SCOTTSDALE, AZ
01/15/2004 - 05/21/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.