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Detailed Report
ROY WILLIAM MCCULLOUGH
BILL MCCULLOUGH, R. WILLIAM MCCULLOUGH, ROY WILLIAM MCCULLOUGH JR, ROY MCCULLOUGH, Roy W McCullough
CRD#: 3061707
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 600 21ST ST
VERO BEACH, FL 32960
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 1998 (<1 year)3 FIRMS2003 - 2004 (<1 year)2 FIRMS2004 - 2008 (3 years)3 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - Present (7 years)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)1999 - 1999 (<1 year)
License(s)

State Registrations

B
Florida 4/3/2018
B
Georgia 4/3/2018
IA
Florida 4/4/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
600 21ST ST, VERO BEACH, FL 32960
Registered with this firm since 4/4/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
600 21ST ST, VERO BEACH, FL 32960
Registered with this firm since 4/3/2018
Previous Registration(s)
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IA
 08/16/2016 - 03/07/2018 PNC INVESTMENTS (CRD#:129052) PALM BEACH GARDENS, FL
B
 08/15/2016 - 03/07/2018 PNC INVESTMENTS (CRD#:129052) PALM BEACH GARDENS, FL
IA
 09/19/2014 - 06/27/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PORT SAINT LUCIE, FL
B
 09/10/2014 - 06/27/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PORT SAINT LUCIE, FL
IA
 01/28/2009 - 09/10/2014 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) FORT LAUDERDALE, FL
B
 01/23/2009 - 09/10/2014 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) FORT LAUDERDALE, FL
IA
 06/25/2008 - 06/26/2009 LPL FINANCIAL CORPORATION (CRD#:6413) FT. PIERCE, FL
IA
 04/01/2008 - 01/27/2009 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) VERO BEACH, FL
B
 03/27/2008 - 01/27/2009 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) VERO BEACH, FL
IA
 06/24/2004 - 03/24/2008 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) PORT ST. LUCIE, FL
B
 06/16/2004 - 03/24/2008 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) PORT ST. LUCIE, FL
IA
 10/20/2003 - 06/14/2004 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) MIAMI, FL
B
 10/07/2003 - 06/14/2004 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 10/07/2003 - 06/14/2004 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 04/24/1999 - 05/21/1999 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
B
 06/19/1998 - 10/09/1998 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 06/19/1998 - 10/09/1998 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.