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STEPHEN BENONI DUNBAR III
III STEPHEN B DUNBAR, STEPHEN B DUNBAR III, STEPHEN B DUNBAR
CRD#: 3061397
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 780 JOHNSON FERRY ROAD
SUITE 600
ATLANTA, GA 30342
SUITE 600
ATLANTA, GA 30342
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12/21/2016
Financial
Final
12/19/2016
Financial
Final
State Registrations
B
Alabama 7/9/2018
B
Michigan 5/28/2020
IA
Alabama 7/10/2018
IA
Michigan 6/3/2020
B
Arkansas 7/1/2024
B
Missouri 10/7/2020
IA
Arkansas 7/1/2024
B
New Jersey 3/18/2010
B
California 6/10/2011
IA
New Jersey 5/17/2010
B
Colorado 4/23/2012
B
New York 11/8/2010
IA
Colorado 4/30/2012
IA
New York 5/18/2021
B
Connecticut 6/24/2015
B
North Carolina 5/20/2011
IA
Connecticut 6/30/2015
IA
North Carolina 11/19/2018
B
District of Columbia 11/8/2010
B
Ohio 7/18/2013
IA
District of Columbia 3/14/2014
IA
Ohio 8/15/2013
B
Florida 10/28/2013
B
Pennsylvania 8/9/2013
IA
Florida 7/9/2018
IA
Pennsylvania 8/16/2013
B
Georgia 12/1/2016
B
South Carolina 4/17/2019
IA
Georgia 12/5/2016
IA
South Carolina 4/29/2019
B
Illinois 10/16/2020
B
Texas 6/10/2011
IA
Illinois 11/9/2020
IA
Texas 9/9/2013
B
Maryland 5/24/2012
B
Vermont 5/31/2017
IA
Maryland 2/26/2014
B
Virginia 11/8/2010
B
Massachusetts 1/10/2023
IA
Virginia 2/27/2014
SRO Registrations
B
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IA
Registered with this firm since 5/17/2010
B
Registered with this firm since 3/18/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/18/2000 - 03/07/2002 | NEW YORK, NY | |
B | 02/02/1999 - 12/18/2000 | JERSEY CITY, NJ |
JERSEY CITY, NJ
02/02/1999 - 12/18/2000
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.