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Mark Gus McKimmins
MARK GUS MCKIMMINS
CRD#: 3061004
IA
B
GROVE POINT ADVISORS, LLCCRD#: 313171 Utica, OH
GROVE POINT INVESTMENTS, LLCCRD#: 1763 UTICA, OH
0
Disclosures
26
Years of Experience
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State Registrations
B
Arkansas 10/15/2019
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Ohio 1/6/2010
B
California 8/18/2011
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Ohio 4/1/2021
B
Colorado 8/18/2011
B
Oregon 3/1/2023
B
Florida 1/7/2019
B
South Carolina 3/16/2018
B
Georgia 8/18/2011
B
Texas 1/7/2019
B
Indiana 1/6/2010
IA
Texas 12/20/2023
B
Kentucky 1/8/2014
B
Washington 7/12/2023
B
Michigan 2/3/2015
B
West Virginia 1/13/2021
B
North Carolina 10/1/2013
SRO Registrations
B
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Registered with this firm since 1/6/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/08/2010 - 04/01/2021 | WORTHINGTON, OH | |
IA | 09/09/2003 - 12/31/2009 | WORTHINGTON, OH | |
B | 09/02/2003 - 12/31/2009 | WORTHINGTON, OH | |
IA | 01/14/2003 - 09/24/2003 | COLUMBUS, OH | |
B | 11/22/2002 - 09/23/2003 | MIAMI, FL | |
B | 03/15/2001 - 12/04/2002 | FOLSOM, CA | |
B | 06/12/1998 - 03/06/2001 | CINCINNATI, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.