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ADAM SENRA PALAS
CRD#: 3060115
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 13700 US HIGHWAY 1
SUITE 104
JUNO BEACH, FL 33408
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 119 SW 6TH ST
STUART, FL 34994
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2002 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2009 - Present (15 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2008 - Present (16 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2003 - 2008 (5 years)
Disclosure(s)
View By:
10/1/2018
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 2/23/2016

B
New Jersey 6/29/2017

B
Connecticut 8/12/2019

B
New York 10/1/2008

B
Delaware 6/8/2015

B
North Carolina 8/6/2019

B
Florida 10/1/2008

B
Ohio 6/29/2017

IA
Florida 5/19/2009

B
Pennsylvania 10/2/2017

B
Georgia 8/6/2014

B
Tennessee 1/29/2019

B
Illinois 1/2/2014

B
Texas 3/6/2019

B
Michigan 7/3/2024

IA
Texas 2/27/2023

B
Nevada 10/15/2021

B
Virginia 10/24/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
13700 US HIGHWAY 1 SUITE 104, JUNO BEACH, FL 33408
119 SW 6TH ST, STUART, FL 34994
Registered with this firm since 5/19/2009

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
119 SW 6TH ST, STUART, FL 34994
13700 US HIGHWAY 1 SUITE 104, JUNO BEACH, FL 33408
Registered with this firm since 10/1/2008

Previous Registration(s)
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01/27/2003 - 09/23/2008 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) PALM BEACH GARDENS, FL
IA
01/18/2001 - 12/02/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) STUART, FL
B
01/13/2001 - 12/02/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.