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SEAN CLIFFORD BRYANT
CRD#: 3058351
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3900 KILROY AIRPORT WAY
STE 190
LONG BEACH, CA 90806-6815
Registration History
199019952000200520102015202020252 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2021 (9 years)2 FIRMS2021 - Present (3 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2009 (6 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2003 - 2003 (<1 year)BCAL FED INVESTMENTS (CRD# 19631)2000 - 2003 (2 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2009 (5 years)
Disclosure(s)
View By:
2/23/1990
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 12/22/2021

B
Nebraska 10/18/2024

B
California 12/3/2021

IA
Texas 12/3/2021

IA
California 12/3/2021

B
Texas 12/15/2021

B
Colorado 12/6/2021

B
Virginia 12/2/2021

B
Indiana 10/3/2022

B
Washington 12/6/2021

B
Kansas 12/3/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3900 KILROY AIRPORT WAY STE 190, LONG BEACH, CA 90806-6815
Huntington Beach, CA
Registered with this firm since 12/3/2021

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3900 KILROY AIRPORT WAY STE 190, LONG BEACH, CA 90806-6815
Huntington Beach, CA
Registered with this firm since 12/2/2021

Previous Registration(s)
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IA
05/29/2012 - 11/01/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LONG BEACH, CA
B
05/25/2012 - 11/01/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LONG BEACH, CA
IA
10/23/2009 - 05/29/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LONG BEACH, CA
B
10/23/2009 - 05/29/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LONG BEACH, CA
IA
03/11/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LONG BEACH, CA
B
10/03/2003 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LONG BEACH, CA
B
02/05/2003 - 09/15/2003 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
06/27/2000 - 02/05/2003 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.