• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RONALD L. CLARK JR
RONALD L (JR) CLARK, RONALD LEE CLARK JR, RONALD LEE CLARK JR JR, RONALD L. CLARK JR. JR
CRD#: 3055357
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 300 MARKET STREET NE
SUITE 101
DECATUR, AL 35601
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2009 (9 years)2 FIRMS2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2000 (1 year)
License(s)

State Registrations

B
Alabama 6/1/2009

B
Nebraska 2/15/2019

IA
Alabama 6/1/2009

B
Nevada 6/27/2017

B
Alaska 4/29/2022

B
New Hampshire 5/25/2022

B
Arizona 6/1/2009

B
New Jersey 5/25/2022

B
Arkansas 2/15/2019

B
New Mexico 2/15/2019

B
California 7/7/2017

B
New York 11/8/2018

B
Colorado 4/18/2019

B
North Carolina 6/21/2012

B
Connecticut 5/11/2022

B
North Dakota 2/15/2019

B
Delaware 5/11/2022

B
Ohio 5/27/2022

B
District of Columbia 5/11/2022

B
Oklahoma 9/4/2019

B
Florida 11/7/2016

B
Oregon 5/25/2022

B
Georgia 7/6/2015

B
Pennsylvania 11/5/2021

B
Hawaii 5/25/2022

B
Puerto Rico 2/15/2019

B
Idaho 5/25/2022

B
Rhode Island 2/15/2019

B
Illinois 2/15/2019

B
South Carolina 5/3/2012

B
Indiana 2/15/2019

B
South Dakota 2/15/2019

B
Iowa 5/25/2022

B
Tennessee 12/3/2014

B
Kansas 5/25/2022

B
Texas 12/1/2016

B
Kentucky 10/7/2019

IA
Texas 4/23/2020

B
Louisiana 9/22/2011

B
Utah 1/23/2017

B
Maine 10/2/2019

B
Vermont 5/25/2022

B
Maryland 8/7/2019

B
Virgin Islands 5/25/2022

B
Massachusetts 3/11/2019

B
Virginia 5/25/2022

B
Michigan 5/25/2022

B
Washington 2/15/2019

B
Minnesota 2/15/2019

B
West Virginia 5/25/2022

B
Mississippi 1/9/2013

B
Wisconsin 2/15/2019

B
Missouri 4/29/2022

B
Wyoming 5/25/2022

B
Montana 6/15/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
300 MARKET STREET NE SUITE 101, DECATUR, AL 35601
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
300 MARKET STREET NE SUITE 101, DECATUR, AL 35601
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/07/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DECATUR, AL
B
01/13/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DECATUR, AL
B
06/26/1998 - 01/20/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.