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JONATHAN NORTON ANDERSON
JON ANDERSON, JONATHAN N ANDERSON
CRD#: 3055347
IA
B
MORGAN STANLEYCRD#: 149777 300 MARKET STREET NE
SUITE 101
DECATUR, AL 35601
SUITE 101
DECATUR, AL 35601
0
Disclosures
26
Years of Experience
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State Registrations
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Alabama 6/1/2009
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Missouri 4/21/2023
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Alabama 6/1/2009
B
Montana 2/6/2023
B
Arizona 9/15/2020
B
Nebraska 6/16/2022
B
Arkansas 1/21/2025
B
Nevada 6/20/2017
B
California 2/27/2019
B
New Mexico 2/6/2023
B
Colorado 6/1/2017
B
New York 11/8/2018
B
Connecticut 2/6/2023
B
North Carolina 2/3/2012
B
Delaware 2/6/2023
B
North Dakota 4/18/2024
B
Florida 5/22/2014
B
Ohio 2/6/2023
B
Georgia 6/1/2009
B
Oklahoma 7/23/2019
B
Idaho 4/6/2023
B
Oregon 4/18/2024
B
Illinois 9/15/2020
B
Pennsylvania 11/5/2021
B
Indiana 2/6/2023
B
South Carolina 5/24/2016
B
Iowa 2/6/2023
B
Tennessee 6/1/2009
B
Kentucky 10/8/2019
B
Texas 12/2/2016
B
Louisiana 6/9/2020
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Texas 4/23/2020
B
Maryland 9/4/2019
B
Utah 1/2/2025
B
Massachusetts 2/6/2023
B
Virginia 2/6/2023
B
Michigan 6/16/2022
B
Wisconsin 2/6/2023
B
Mississippi 8/13/2009
B
Wyoming 2/6/2023
SRO Registrations
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B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/26/2001 - 06/01/2009 | DECATUR, AL | |
B | 05/30/2001 - 06/01/2009 | DECATUR, AL | |
B | 06/08/1998 - 05/31/2001 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.