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HEATHER BROUNTAS
HEATHER A BIGELOW, HEATHER A BROWN, heather anne brountas
CRD#: 3055206
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 16740 BIRKDALE COMMONS PARKWAY
STE 301
HUNTERSVILLE, NC 28078
STE 301
HUNTERSVILLE, NC 28078
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 16740 BIRKDALE COMMONS PARKWAY
STE 301
HUNTERSVILLE, NC 28078
STE 301
HUNTERSVILLE, NC 28078
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4/5/2021
Financial
Final
8/21/2019
Financial
Final
9/18/2018
Financial
Final
State Registrations
B
Alabama 2/12/2024
B
Mississippi 1/6/2022
B
Alaska 1/9/2023
B
Missouri 1/7/2025
B
Arizona 6/20/2022
B
New Jersey 1/6/2022
B
California 1/6/2022
B
New York 1/8/2022
B
Colorado 1/11/2022
B
North Carolina 10/20/2021
B
Connecticut 1/6/2022
IA
North Carolina 11/24/2021
B
Florida 1/6/2022
B
Ohio 1/7/2022
B
Georgia 1/7/2022
B
Oregon 1/20/2022
B
Illinois 1/12/2022
B
Pennsylvania 1/6/2022
B
Indiana 1/15/2024
B
Rhode Island 12/7/2023
B
Iowa 1/10/2022
B
South Carolina 1/6/2022
B
Louisiana 2/14/2024
B
Tennessee 1/11/2022
B
Maine 11/15/2024
B
Texas 1/6/2022
B
Maryland 1/6/2022
IA
Texas 3/7/2022
B
Michigan 2/1/2022
B
Virginia 2/12/2024
B
Minnesota 1/10/2022
B
West Virginia 1/6/2022
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/24/2021
B
Registered with this firm since 10/19/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/18/2017 - 10/01/2021 | CHARLOTTE, NC | |
B | 12/18/2017 - 10/01/2021 | CHARLOTTE, NC | |
IA | 02/06/2017 - 11/02/2017 | HUNTERSVILLE, NC | |
B | 02/06/2017 - 11/02/2017 | HUNTERSVILLE, NC | |
IA | 08/29/2016 - 01/27/2017 | CHARLOTTE, NC | |
B | 06/22/2016 - 01/27/2017 | CHARLOTTE, NC | |
IA | 11/10/2015 - 06/08/2016 | CORNELIUS, NC | |
B | 11/10/2015 - 06/08/2016 | CORNELIUS, NC | |
IA | 03/06/2009 - 10/30/2015 | BEDFORD, NH | |
B | 03/06/2009 - 10/30/2015 | BEDFORD, NH | |
IA | 07/08/2005 - 12/05/2008 | BANGOR, ME | |
B | 06/13/2003 - 12/05/2008 | BANGOR, ME | |
B | 06/13/2003 - 07/03/2006 | MINNEAPOLIS, MN | |
B | 06/02/2000 - 04/04/2003 | NEW YORK, NY | |
B | 07/27/1998 - 02/03/2000 | WALTHAM, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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