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Detailed Report
Lori L Murphy
LORI L CLARK, LORI L DUPLIS, LORI LYNN DUPLIS, LORI L STROUD
CRD#: 3054214
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 250 Park Avenue South
Suite 500
Winter Park, FL 32789
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2021 (23 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 11/30/2021
B
Massachusetts 11/30/2021
B
Arkansas 11/30/2021
B
Michigan 12/7/2023
B
California 11/30/2021
B
Missouri 11/30/2021
B
Colorado 11/30/2021
B
New Jersey 2/13/2023
B
Connecticut 11/30/2021
B
New York 11/30/2021
B
District of Columbia 11/30/2021
B
North Carolina 11/30/2021
B
Florida 11/30/2021
B
Oklahoma 11/30/2021
IA
Florida 12/1/2021
B
Pennsylvania 12/7/2023
B
Georgia 11/30/2021
B
South Carolina 12/7/2023
B
Idaho 11/30/2021
B
South Dakota 7/9/2024
B
Illinois 11/30/2021
B
Tennessee 11/30/2021
B
Indiana 12/7/2023
B
Texas 11/30/2021
B
Iowa 12/7/2023
IA
Texas 11/30/2021
B
Kansas 12/7/2023
B
Utah 11/30/2021
B
Kentucky 1/7/2025
B
Virginia 11/30/2021
B
Maryland 11/30/2021
B
Washington 11/30/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
250 Park Avenue South Suite 500, Winter Park, FL 32789
Registered with this firm since 11/30/2021
B
MORGAN STANLEY (CRD#:149777)
250 Park Avenue South Suite 500, Winter Park, FL 32789
Registered with this firm since 11/30/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/02/1998 - 11/15/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WINTER PARK, FL
B
 07/01/1998 - 11/15/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WINTER PARK, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.